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AA/PPS 04.02.32 - Faculty Grievance Policy

Faculty Grievance Policy

AA/PPS No. 04.02.32 (8.08)
Issue No. 3
Effective Date: 8/01/2018
Next Review Date: 4/01/2022 (E4Y)
Sr. Reviewer: Associate Provost

  1. POLICY STATEMENTS

    1. Section 2.15 of Chapter V of the Regents’ Rules entitles every Texas State University System (TSUS) employee to present a grievance to a hearing officer designated by the university president on an issue related to his or her wages, hours of work, or conditions of work.

    2. Section 4.4 of Chapter V of the Regents’ Rules permits a faculty member to file a grievance with the president on an issue related to the non-renewal or termination of the faculty member’s contract at the end of the employment period. (A grievance under this section is not a due process hearing that would require the formalities specified in Chapter V, Section 4.5 of the Regents’ Rules).

    3. This policy sets forth procedures for faculty grievances except for the following:

      1. Discrimination Grievances – UPPS No. 04.04.46, Prohibition of Discrimination, contains procedures for complaints of racial harassment and illegal discrimination on the basis of race, color, national origin, age, sex, religion, disability, veterans’ status, sexual orientation, gender identity or gender expression.

      2. Procedures Involving Due Process – Procedures for due process in terminating:

        1. tenured faculty members; and

        2. faculty under special circumstances, including cases of termination of tenured faculty prior to the end of the contract period, are contained in Sections 4.5 (Termination for Good Cause) and Section 4.6 (Termination for Special Circumstances) of Chapter V of the Regents’ Rules. In all such termination cases where the facts are in dispute, the president will appoint a special hearing tribunal composed of faculty whose rank is equal to, or higher than, that of the accused faculty member.

      3. Sexual Misconduct – All faculty disputes of findings or sanctions related to sexual misconduct will be handled pursuant to The TSUS Sexual Misconduct Policy and Procedures, Section 13, which may be found in Appendix A-6 of the Regents’ Rules.

  2. DEFINITIONS

    1. Member – a person employed full-time or part-time by Texas State, including professional librarians, whose duties include teaching, research, administration, or the performance of professional services. It does not include department chairs or school directors, or a person who holds faculty rank but spends the majority of his or her time engaged in managerial or supervisory services including deans, associate or assistant deans.

    2. Faculty Ombudsman – a person designated by the president to help faculty members resolve work-related issues. The ombudsman is neutral and is not an advocate for either employee or management. The president will appoint the ombudsman from a list of candidates recommended by a committee composed of three faculty members (appointed by the chair of the Faculty Senate) and three chairs or directors or deans (appointed by the provost). The ombudsman will receive assigned time and serve a three-year term. The ombudsman will develop procedures to facilitate the timely and equitable adjudication of faculty grievances and, via the Faculty Senate, recommend changes in the policy itself.

    3. Administrator – a member of Texas State’s administration. The term includes vice presidents, deans, chairs, and other administrators as determined by the president.

  3. PROCEDURE FOR AN INFORMAL RESOLUTION

    1. Faculty members should make good-faith efforts to resolve issues collegially by discussing their concerns with the faculty ombudsman or with their chair, director, or dean. These efforts should take place within the 30 business days allowed before a formal grievance must be filed.
  4. PROCEDURES FOR A FORMAL GRIEVANCE

    1. If an informal resolution is not reached, the faculty member or grievant may file a formal grievance. The faculty member shall use the Faculty Grievance Form, and present the grievance form and any additional documentation in person to the president’s office. Supplementary documents or evidence may be presented to the hearing officer during the grievance review process.

    2. The faculty member or grievant must file the grievance no later than 30 business days after the faculty member learns (or is reasonably be expected to have learned) of the action or condition that gave rise to the grievance. Only those grievances that are filed in a timely manner will be considered.

    3. If the grievance involves termination or non-renewal of a faculty member’s employment at the end of the contract period, or an issue related to wages, hours, or conditions of work, the president will appoint a tenured administrator from an academic unit outside the college in which the grievance was initiated (on an ad hoc basis) to serve as the hearing officer. Should more than one grievance be filed concurrently, additional hearing officers may be appointed as needed.

    4. The president will forward the grievance to the provost who will send copies to:

      1. the hearing officer;

      2. the responding parties;

      3. the appropriate chair or director and dean; and

      4. the chair of the Faculty Senate.

    5. After a formal grievance is filed, the grievant and the responding parties may communicate on the grievance issues only through the hearing officer until the matter is resolved.

    6. For grievances involving termination or the non-renewal of employment, the hearing officer may only recommend changing the administration’s action regarding non-renewal or termination of employment if the faculty member establishes a prima facie case – that is, the grievant presents evidence sufficient to establish in the absence of rebuttal by the TSUS Institution, that he or she has been denied a right guaranteed by the Constitution or laws of the United States or the State of Texas (see TSUS Rules, Chapter V, Section 4.4, Faculty Grievances of Non-renewal or Termination of Employment).

  5. GRIEVANCE REVIEW PROCEDURES

    1. The hearing officer will meet with the grievant and will review any documents or other evidence that the grievant presents in support of his or her position. The hearing officer may seek additional information and meetings with other persons as deemed necessary.

    2. The hearing officer will make a determination. If the hearing officer finds that the grievant has established a prima facie case, the hearing officer shall then determine whether the administration has stated a legitimate, nondiscriminatory reason for its decision and so advise the president.

    3. The president will inform the grievant, the responding parties, the provost, the hearing officer, the appropriate dean and chair or director, and chair of the Faculty Senate of his or her action regarding the grievance as well as distribute copies of the hearing officer’s final report.

    4. To the extent that this policy conflicts with the Regents’ Rules, the latter shall prevail.

    5. Grievance records will be maintained by the Office of the Provost and Vice President for Academic Affairs and will be handled in accordance with the official Texas State records retention policy.

  6. REVIEWER OF THIS PPS

    1. Reviewer of this PPS includes the following:

      Position Date
      Associate Provost April 1 E4Y
  7. CERTIFICATION STATEMENT

    This PPS has been approved by the following individuals in their official capacities and represents Texas State Academic Affairs policy and procedure from the date of this document until superseded.

    Associate Provost; senior reviewer of this PPS

    Provost